Financial Asset Securitization Act Article 112

Any of the following events shall be subject to an administrative fine of not less than Two Million New Taiwan Dollars (NT$2,000,000) and not more than Ten Million New Taiwan Dollars (NT$10,000,000):1. violation of Article 11, paragraph 1 hereof;2. violation of Article 14 hereof;3. the Trust Supervisor fails to attend a beneficiaries' meeting without justified reasons, in violation of Article 23, paragraph 2 hereof;4. the Trust Supervisor fails to attend a meeting of certain type of beneficiaries without justified reasons, in violation of Article 26, paragraph 4 hereof;5. violation of Article 28, paragraph 2 hereof;6. a person serves as a Trust Supervisor, in violation of Article 30 hereof;7. the Trust Supervisor refuses to exercise its rights for the beneficiaries without justified reason, in violation of Article 31, paragraph 2 hereof;8. violation of Article 87 hereof; or9. violation of Article 101 hereof referring to the mutatis mutandis application of Article 11 paragraph 1 hereof.
中文原文 金融資產證券化條例第112條
有下列情事之一者,處新臺幣二百萬元以上一千萬元以下罰鍰:
一、違反第十一條第一項規定。
二、違反第十四條規定。
三、信託監察人違反第二十三條第二項規定,無正當理由,未出席受益人會議。
四、信託監察人違反第二十六條第四項規定,無正當理由,未出席特定種類受益人會議。
五、違反第二十八條第二項規定。
六、違反第三十條規定擔任信託監察人。
七、信託監察人違反第三十一條第二項規定,無正當事由,拒絕為受益人行使其權利。
八、違反第八十七條規定。
九、違反第一百零一條準用第十一條第一項規定。

English translation for reference only; the Chinese text prevails. Not legal advice.