Financial Asset Securitization Act Article 113

Any of the following events shall be subject to an administrative fine of not less than One Million New Taiwan Dollars (NT$1,000,000) and not more than Five Million New Taiwan Dollars (NT$5,000,000):1. failing to register with the competent authority within the prescribed time, in violation of Article 12 hereof;2. failing to deliver the written notice within the prescribed time, in violation of Article 28, paragraph 3 hereof;3. violation of Article 34, paragraph 1 hereof;4. violation of Article 35, paragraph 1 or paragraph 2 hereof;5. rejecting the requests, in violation of Article 42, paragraph 2 hereof;6. violation of Article 48, paragraph 1 hereof;7. violation of Article 84, paragraph 1 or paragraph 3 hereof;8. failing to register with the competent authority within the prescribed time, in violation of Article 101 hereof referring to the mutatis mutandis application of Article 12 hereof; or9. rejecting the requests, in violation of Article 101 hereof referring to the mutatis mutandis application of Article 42, paragraph 2 hereof.