Financial Asset Securitization Act Article 114

Any of the following events shall be subject to an administrative fine of not less than Six Hundred Thousand New Taiwan Dollars (NT$600,000) and not more than Three Million New Taiwan Dollars (NT$3,000,000):1. violation of Article 9, paragraph 3 hereof;2. failing to report to the Trust Supervisor, in violation of Article 36, paragraph 1 hereof;3. violation of Article 37 hereof;4. failing to report to the Supervisory Institution, in violation of Article 91, paragraph 1 hereof;5. any act of evading, refusing, or impeding the inspection to be conducted by the competent authority under Article 105, paragraph 1, or failing to submit the requested information or reports within the prescribed time;6. violating any disposition made by the competent authority pursuant to Article 106, paragraph 1 or paragraph 2 hereof or any disposition made by the competent authority when applying Article 44 of the Trust Enterprise Act mutatis mutandis; or7. failing to register or make announcements pursuant to Article 107, paragraph 1 hereof referring to the mutatis mutandis application of Article 41 of the Trust Enterprise Act, or failing to deliver notice pursuant to Article 107, paragraph 2 hereof, or failing to report, make announcements or deliver notice pursuant to Article 107, paragraph 3 hereof.