Financial Consumer Protection Act Article 30-1
If a financial services enterprise commits any of the following acts, the competent authority shall impose a fine of not less than Three Hundred Thousand New Taiwan Dollars (NT$ 300,000) but not more than Ten Million New Taiwan Dollars (NT$10,000,000):1.Violation of Paragraph 2, Article 8 regarding method and content of advertising, business solicitation, and sales promotional activities.2.Violation of Paragraph 1, Article 9 regarding the requirement to fully understand consumer-related information and ensuring the suitability of consumers or violation of Paragraph 2 of the same article regarding what matters suitability should take into account.3.Violation of Paragraph 1, Article 10 by not fully explaining the main contents of financial products, services, and contracts or failing to fully disclose risk, or violation of Paragraph 3 of the same article regarding explaining and disclosing using a method and contents that can be fully understood by the consumer.4.Violation of Article 11-1 by not formulating a remuneration system or failing to formulate such a system according to the principles stipulated by the competent authority.When a financial services enterprise assists a natural person or juristic person that does not meet the conditions of Paragraph 2, Article 4 to fraudulently appear to meet the conditions, it will be subject to a fine of not less than Ten Million New Taiwan Dollars (NT$ 10,000,000) but not more than Fifty Million New Taiwan Dollars(NT$ 50,000,000).If a financial services enterprise commits any act in the preceding two paragraphs, when the offense is deemed severe, the competent authority may increase the fine to the extent appropriate within the scope of the benefit gained, regardless of the limitation of the maximum fine set by the preceding two paragraphs.
中文原文 金融消費者保護法第30-1條
金融服務業有下列情形之一者，處新臺幣三十萬元以上一千萬元以下罰鍰：
一、違反第八條第二項所定辦法中有關廣告、業務招攬、營業促銷活動方式或內容之規定。
二、違反第九條第一項規定未充分瞭解金融消費者相關資料及確保金融消費者之適合度，或同條第二項所定辦法中有關適合度應考量事項之規定。
三、違反第十條第一項規定，未向金融消費者充分說明金融商品、服務、契約之重要內容或充分揭露風險，或違反同條第三項所定辦法中有關說明、揭露應以金融消費者能充分瞭解之方式或內容之規定。
四、違反第十一條之一規定，未訂定或未依主管機關核定應遵行之原則訂定酬金制度或未確實執行。
金融服務業對自然人或法人未符合第四條第二項所定之條件，而協助其創造符合形式上之外觀條件者，處新臺幣一千萬元以上五千萬元以下罰鍰。
金融服務業有前二項情形之一，且情節重大者，主管機關得於其所得利益之範圍內酌量加重，不受前二項罰鍰最高額之限制。
一、違反第八條第二項所定辦法中有關廣告、業務招攬、營業促銷活動方式或內容之規定。
二、違反第九條第一項規定未充分瞭解金融消費者相關資料及確保金融消費者之適合度，或同條第二項所定辦法中有關適合度應考量事項之規定。
三、違反第十條第一項規定，未向金融消費者充分說明金融商品、服務、契約之重要內容或充分揭露風險，或違反同條第三項所定辦法中有關說明、揭露應以金融消費者能充分瞭解之方式或內容之規定。
四、違反第十一條之一規定，未訂定或未依主管機關核定應遵行之原則訂定酬金制度或未確實執行。
金融服務業對自然人或法人未符合第四條第二項所定之條件，而協助其創造符合形式上之外觀條件者，處新臺幣一千萬元以上五千萬元以下罰鍰。
金融服務業有前二項情形之一，且情節重大者，主管機關得於其所得利益之範圍內酌量加重，不受前二項罰鍰最高額之限制。