Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms Article 7
Within three months from the date on which the competent authority has granted approval pursuant to Article 5, a securities firm shall submit the documentation listed below to the competent authority to apply for approval, and may conduct securities margin purchase and short sale business only after obtaining such approval:1.Documents showing payment of additional operation bond;2.List of supervisors and associated persons handling margin purchase and short sale business and their certificates of qualification; and3.Other documents as required by the competent authority.If a securities firm fails to apply to the competent authority within the time period provided in the preceding paragraph, its approval shall be revoked, provided that where there is legitimate reason, prior to the expiration of the time period it may apply once only for an extension of not longer than three months.
中文原文 證券商辦理有價證券買賣融資融券管理辦法第7條
證券商辦理有價證券買賣融資融券，應自主管機關依第五條規定核准之日起三個月內，檢具下列書件向主管機關申請核准後始得辦理：
一、已增提營業保證金之證明文件。
二、辦理有價證券買賣融資融券業務之主管與業務人員名冊及其資格證明文件。
三、其他經主管機關規定應提出之文件。
證券商未於前項期間內向主管機關申請者，廢止其核准。
但有正當理由者，得於期限屆滿前申請延展之，以一次為限，最長不得逾三個月。
一、已增提營業保證金之證明文件。
二、辦理有價證券買賣融資融券業務之主管與業務人員名冊及其資格證明文件。
三、其他經主管機關規定應提出之文件。
證券商未於前項期間內向主管機關申請者，廢止其核准。
但有正當理由者，得於期限屆滿前申請延展之，以一次為限，最長不得逾三個月。