Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms Article 8
When a securities firm begins conducting securities margin purchase and short sale business, it shall terminate any securities margin purchase and short sale agency business; provided that for any outstanding unsettled balance of margin purchases and short sales of customers originally represented by it, it may continue to act as the agent until the balance has been settled.
中文原文 證券商辦理有價證券買賣融資融券管理辦法第8條
證券商辦理有價證券買賣融資融券時,應終止有價證券買賣融資融券之代理業務。
但原代理之客戶融資融券餘額尚未清結者,得繼續代理至清結為止。
但原代理之客戶融資融券餘額尚未清結者,得繼續代理至清結為止。