Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms Article 9
After a securities firm has been approved to conduct margin purchase and short sale business, if the net worth in the annual financial report duly submitted by it does not meet the requirement set out in Article 3, paragraph 1, subparagraph 1 herein, the competent authority shall notify it to correct the deficiency within one year. If the securities firm fails to do so by the time limit, its approval shall be revoked.
中文原文 證券商辦理有價證券買賣融資融券管理辦法第9條
證券商經核准辦理有價證券買賣融資融券業務後，其依規定所報年度財務報告之淨值未達第三條第一項第一款規定之條件者，由主管機關通知其應於一年內補正，逾期不補正者，廢止其核准。