Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms Article 10

Law:: Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms
Chinese:: 證券商辦理有價證券買賣融資融券管理辦法第10條

A securities firm conducting securities margin purchase and short sale business shall sign a margin trading agreement with its customer and open a margin account.Contents of the margin trading agreement referred to in the preceding paragraph shall be prescribed by the stock exchange and OTC exchange and reported to the competent authority for approval.The following matters shall be stated in the margin trading agreement:1.The ratio, and the time limit to make up any difference, under Article 17;2.Disposition of the collateral under Article 18;3.Prohibition against using proceeds derived from short sales and margin deposited for short sales for any other purpose, and the interest rate payable thereupon, under Article 21;4.Centralized custody of customers' securities, and the requirement to deliver securities of the same type when the securities are used according to relevant provisions, under Article 22.

中文原文證券商辦理有價證券買賣融資融券管理辦法第10條

證券商辦理有價證券買賣融資融券，應與客戶簽訂融資融券契約，並開立信用帳戶。
前項融資融券契約內容，由證券交易所會同證券櫃檯買賣中心擬訂，報請主管機關核定。
下列事項應於融資融券契約中載明之：
一、依第十七條規定之比率及補繳期限。
二、依第十八條規定之擔保品之處分。
三、依第二十一條規定之融券賣出價款及融券保證金不得移作他用及其應支付利息之利率。
四、依第二十二條規定之客戶證券之集中保管及其依規定運用時應負責以同種類證券交付之。

English translation for reference only; the Chinese text prevails. Not legal advice.