Regulations Governing The Discretionary Foreign Currency Margin Trading Business Conducted By Authorized Banks Article 11

Prior to conducting Discretionary Margin Trading, the Authorized Institution must sign the discretionary agreement and risk disclosure statement with the consignee. The Authorized Institution shall obtain Consignee's signed statement confirming that such insti tution has assigned staff to clearly explain the documents captioned in the preceding documents, and the Consignee shall be allowed for 7 or more days to review the documents prior to execution.Samples of the discretionary agreement, risk disclosure statement and margin trading agreement made in accordance with the regulation captioned above, shall be filed with and approved by the Bank after the Foundation has established and discussed with the BAROC. The same requirement shall apply to any amendment thereof.
中文原文 指定銀行辦理外幣保證金交易代客操作業務管理辦法第11條
指定機構辦理代客操作業務前,應與委任人先行簽訂委任操作契約書、風險預告書。
指定機構並應取得委任人簽署確認該機構已指派專人詳細說明,以及委任人已有七日以上之期間審閱前段相關文件之聲明書。
前項所定之委任操作契約書、風險預告書及依本辦法簽訂之外幣保證金交易契約書等各項書類範本,由基金會洽商銀行公會擬訂後函報本行核定,修正時,亦同。

English translation for reference only; the Chinese text prevails. Not legal advice.