Regulations Governing The Discretionary Foreign Currency Margin Trading Business Conducted By Authorized Banks Article 10

When the Authorized Institution conducts Discretionary Margin Trading, matters regarding agreement, account opening, purchase and sale, settlement, clearance, accounts processing, obligations of notification, operating returns and expenses, the qualifications and requirements for the manager and trader of the Dedicated Unit, prevention of conflicts of interest, obligations and rights of the Authorized Institution, the Account Bank, and the Consignee, and other guidelines and practices , shall be governed by the "Taipei foreign exchange market development foundation" "Foundation"), discussed with the R.O.C. Bankers Association ("BAROC"), and will be established upon approval by the Bank. The same requirement shall also apply to any amendment thereof.The Authorized Institutions conducting Discretionary Margin Trading shall comply with the preceding business guidelines.If any disputes arise from Discretionary Margin Trading, related acceptance and payment,or clearance among the Authorized Institutions, Account Banks, and the Consignee, the relevant party may, pursuant to their agreement, appeal to or ask for mediation from the BAROC.