Regulations Governing Foreign Exchange Brokers Article 6-1
〈Qualification Requirements for Promoters, Directors and Supervisors〉The promoters, directors and supervisors of a foreign exchange broker or the responsible persons of a branch office of an overseas money broker shall possess good moral character and must not be in any of the situations listed in Article 3 of the Regulations Governing Qualification Requirements and Concurrent Serving Restrictions and Matters for Compliance by the Responsible Persons of Banks.If the promoter, director or supervisor is a juristic person, the provisions of the preceding paragraph shall apply mutatis mutandis to its representative or designated person performing its duties on its behalf.
中文原文 外匯經紀商管理辦法第6-1條
外匯經紀商之發起人、董事、監察人或外國貨幣經紀商之分公司負責人應具備良好品德,且無銀行負責人應具備資格條件兼職限制及應遵行事項準則第三條所列各款情事。
發起人、董事或監察人為法人者,其代表或被指定代表行使職務者,準用前項規定。
發起人、董事或監察人為法人者,其代表或被指定代表行使職務者,準用前項規定。