Regulations Governing Foreign Exchange Brokers Article 6
〈Review of Application Qualifications and Submission of Supplemental Information〉For the establishment of a foreign exchange broker, an applicant shall apply to the Bank for permission by submitting an application form stating the following particulars:1.The name of the prospective foreign exchange broker;2.Total registered capital or operation funds of the branch office within the territory of the Republic of China;3.Business plan;4.Location of the company or the branch office of a foreign company in Taiwan;5.The name, place of domicile or residence, curriculum vitae, and amount of shares subscribed of each promoter or responsible persons of the branch office of a foreign company in Taiwan, and6.Other information required by the Bank.If any part of the application form in the preceding paragraph is incomplete or inconsistent with relevant provisions of these Regulations, the Bank may ask the applicant to resubmit the correct data within a prescribed period of time, and may reject the application if the applicant fails to do so within the time period prescribed.
中文原文 外匯經紀商管理辦法第6條
設立外匯經紀商者,應檢附申請書載明下列各款,向本行申請許可:
一、外匯經紀商名稱。
二、資本總額或在中華民國境內營業所用資金。
三、營業計畫。
四、公司或外國公司在臺分公司所在地。
五、發起人或外國公司在臺分公司負責人之姓名、住居所、履歷及認股金額。
六、其他經本行規定應載明之事項。
前項申請書內容不符本辦法相關規定或記載不完備者,本行得通知申請人限期補正之;屆期未補正者,本行得駁回其申請。
一、外匯經紀商名稱。
二、資本總額或在中華民國境內營業所用資金。
三、營業計畫。
四、公司或外國公司在臺分公司所在地。
五、發起人或外國公司在臺分公司負責人之姓名、住居所、履歷及認股金額。
六、其他經本行規定應載明之事項。
前項申請書內容不符本辦法相關規定或記載不完備者,本行得通知申請人限期補正之;屆期未補正者,本行得駁回其申請。