Regulations Governing the Supervision of Insurance Solicitors Article 7
Registration will not be granted to any person applying for solicitor registration and having any of the following situations; if any such person is already registered as a solicitor, the employing company shall notify the appropriate industry association to cancel the registration:1. Having no legal capacity or having limited legal capacity.2. Having made a false statement in registration application document.3. Having received a final and unappealable sentence for violating the Organized Crime Prevention Act, and the sentence has not been completed, or five (5) years have not elapsed since the date of sentence completion, the expiration of probation period, or the pardon of such punishment.4. Having received a final and unappealable sentence to imprisonment for committing forgery, embezzlement, fraud or breach of trust, and the sentence has not been completed or three (3) years have not elapsed since the date of sentence completion, the expiration of probation period, or the pardon of such punishment.5. Having received a final and unappealable sentence to imprisonment for violating the Insurance Act, the Banking Act, the Financial Holding Company Act, the Trust Enterprise Act, the Act Governing Bills Finance Business, the Financial Asset Securitization Act, the Real Estate Securitization Act, the Securities and Exchange Act, the Futures Trading Act, the Securities Investment Trust and Consulting Act, the Act for Regulation of Foreign Exchange, the Credit Cooperative Act, the Money Laundering Control Act, or any other financial regulatory law, and the sentence has not been completed, or three (3) years have not elapsed since the date of sentence completion, the expiration of probation period, or the pardon of such punishment.6. Having been adjudicated bankrupt, and rights and privileges have not been reinstated.7. Having an ongoing event that seriously damages his or her credit worthiness or three (3) years have not elapsed since the closure of such an event.8. Currently being suspended from solicitation in the same type of insurance business as an insurance company, insurance agent company, insurance broker company, or bank pursuant to Article 19 herein.9. Having been registered as a solicitor by another insurance company, insurance agent company, insurance broker company or bank engaging in the same type of insurance business, and the previous registration has not been cancelled, hence having made double registration.10. Having obtained an insurance agent or insurance broker practice license, or acting as the responsible person of another insurance agent company, insurance broker company, or insurance surveyor company.11. There is factual proof that the person has engaged in or otherwise been involved in any other dishonest or improper activity in the past three years, which demonstrates unsuitability to work as a solicitor.
中文原文 保險業務員管理規則第7條
申請登錄之業務員有下列情事之一，應不予登錄；已登錄者，所屬公司應通知各有關公會註銷登錄：
一、無行為能力、限制行為能力或受輔助宣告尚未撤銷者。
二、申請登錄之文件有虛偽之記載者。
三、曾犯組織犯罪防制條例規定之罪，經有罪判決確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
四、曾犯偽造文書、侵占、詐欺、背信罪，經宣告有期徒刑以上之刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾三年者。
五、違反保險法、銀行法、金融控股公司法、信託業法、票券金融管理法、金融資產證券化條例、不動產證券化條例、證券交易法、期貨交易法、證券投資信託及顧問法、管理外匯條例、信用合作社法、洗錢防制法或其他金融管理法律，受刑之宣告確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾三年者。
六、受破產之宣告，尚未復權者。
七、有重大喪失債信情事尚未了結或了結後尚未逾三年者。
八、依第十九條規定在受經營同類保險業務之保險業、保險代理人公司、保險經紀人公司或銀行停止招攬行為期限內者。
九、已登錄為其他經營同類保險業務之保險業、保險代理人公司、保險經紀人公司或銀行之業務員未予註銷，而重複登錄者。
十、已領得保險代理人或保險經紀人執業證照，或充任其他保險代理人公司、保險經紀人公司或保險公證人公司之負責人者。
十一、最近三年有事實證明從事或涉及其他不誠信或不正當之活動，顯示其不適合擔任業務員者。
一、無行為能力、限制行為能力或受輔助宣告尚未撤銷者。
二、申請登錄之文件有虛偽之記載者。
三、曾犯組織犯罪防制條例規定之罪，經有罪判決確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
四、曾犯偽造文書、侵占、詐欺、背信罪，經宣告有期徒刑以上之刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾三年者。
五、違反保險法、銀行法、金融控股公司法、信託業法、票券金融管理法、金融資產證券化條例、不動產證券化條例、證券交易法、期貨交易法、證券投資信託及顧問法、管理外匯條例、信用合作社法、洗錢防制法或其他金融管理法律，受刑之宣告確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾三年者。
六、受破產之宣告，尚未復權者。
七、有重大喪失債信情事尚未了結或了結後尚未逾三年者。
八、依第十九條規定在受經營同類保險業務之保險業、保險代理人公司、保險經紀人公司或銀行停止招攬行為期限內者。
九、已登錄為其他經營同類保險業務之保險業、保險代理人公司、保險經紀人公司或銀行之業務員未予註銷，而重複登錄者。
十、已領得保險代理人或保險經紀人執業證照，或充任其他保險代理人公司、保險經紀人公司或保險公證人公司之負責人者。
十一、最近三年有事實證明從事或涉及其他不誠信或不正當之活動，顯示其不適合擔任業務員者。