Regulations Governing the Implementation of Internal Control and Audit System and Business Solicitation System of Insurance Agent Companies and Insurance Broker Companies Article 13

To ensure that the company maintains proper and effective internal audit system, the duties of auditors in performing the tasks of internal audit shall include at least the following:1. The audit of business solicitation mentioned in Article 7.2. The audit of operations mentioned in Subparagraph 1, Paragraph 1 of Article 8.3. In charge of liaison works when the competent authority performs financial examination and provide related information and assist in the examination works.4. The audit of financial examination report management.5. Other matters designated by the competent authority.