Regulations Governing Banks Conducting Financial Products and Services for High-Asset Customers Article 1

The Regulations are established in accordance with Article 3, Subparagraph 22; Article 28, Paragraph 1; Article 45-1, Paragraph 4, and Article 72-1 of the Banking Act, Article 18-1, Paragraph 2 of the Trust Enterprise Act, and Article4, Paragraph 1, Subparagraph 6 and Subparagraph 11 of the Offshore Banking Act.The financial products and services applicable for high-asset customers conducted by banks shall be governed by the Regulations. Items not included in the Regulations shall be governed by other laws and regulations on the natural persons or juristic persons of professional investors or the natural persons or juristic persons of professional customers.