Regulations Governing Internal Operating Systems and Procedures for Banks Conducting Financial Derivatives Business Article 8
To offer financial derivatives mentioned in Subparagraphs 1 ~ 3, Paragraph 1 of the preceding article, a bank shall apply to the Commission for approval by submitting an application together with the following documents and may proceed to offer the product after obtaining an approval:1. A statement of regulatory compliance;2. Meeting minutes containing a resolution adopted by the board of directors (council members) or the board of managing directors to offer such financial derivatives or documents verifying authorization from an appropriate person(s);3. Documents evidencing that the personnel in charge of the business in question have relevant experience or professional training; and4. A business plan covering product introduction, description of product characteristic and risk disclosure statement.
中文原文 銀行辦理衍生性金融商品業務內部作業制度及程序管理辦法第8條
銀行申請辦理前條第一項第一款至第三款之衍生性金融商品者，應檢送申請書連同下列文件，向本會申請核准後辦理：
一、法規遵循聲明書。
二、董（理）事會或常務董（理）事會決議辦理之議事錄，或適當人員授權之證明文件。
三、負責本業務人員相關從業經驗或專業訓練之證明文件。
四、營業計畫書：應包括商品介紹、商品特性說明書及風險預告書。
一、法規遵循聲明書。
二、董（理）事會或常務董（理）事會決議辦理之議事錄，或適當人員授權之證明文件。
三、負責本業務人員相關從業經驗或專業訓練之證明文件。
四、營業計畫書：應包括商品介紹、商品特性說明書及風險預告書。