Standards Governing the Establishment of Bills Finance Companies Article 5
To establish a bills finance company, the promoters shall apply to the competent authority for approval by submitting the following documents in triplicate:1.An application for the establishment of a bills finance company;2.A business plan that sets out the scope of business, business principles and directions, and specific means of implementation (including site facilities, internal division of labor, personnel recruitment and training, business development plan, and financial projections for the next three years).3.List of promoters and proof documents;4.Minutes of promoters meetings;5.A written statement signed by promoters undertaking that they are free of the situations provided under Paragraph 1 of Article 4 of the Governing Regulations;6.Proof of bond deposit in a segregated account by the promoters pursuant to Paragraph 1 of Article 6 herein;7.An explanation of the sources of promoters’ funds;8.Proofs of qualifications of the designated president, vice presidents, and chief auditor;9.Articles of incorporation, including the responsibilities of the board of directors, and a description of the distinction of authority and responsibility between the board of directors and the management;10.Review opinions of a certified public accountant and lawyer; and11.Other documents as required by the competent authority.
中文原文 票券金融公司設立標準第5條
申請設立票券金融公司，應由發起人檢具下列書件各三份，向主管機關申請設立許可：
一、票券金融公司設立許可申請書。
二、營業計畫書：載明業務之範圍、業務經營之原則與方針及具體執行之方法（包括場所設施、內部組織分工、人員招募培訓、業務發展計畫及未來三年財務預測）。
三、發起人名冊及證明文件。
四、發起人會議紀錄。
五、發起人無管理規則第四條第一項所列情事之書面聲明。
六、發起人依第六條第一項規定開設專戶存儲股款之證明。
七、發起人之資金來源說明。
八、預定總經理、副總經理、總稽核之資格證明。
九、公司章程，應含董事會之職責及其與經理部門職權之劃分。
十、會計師及律師之審查意見。
十一、其他經主管機關規定應提出之文件。
一、票券金融公司設立許可申請書。
二、營業計畫書：載明業務之範圍、業務經營之原則與方針及具體執行之方法（包括場所設施、內部組織分工、人員招募培訓、業務發展計畫及未來三年財務預測）。
三、發起人名冊及證明文件。
四、發起人會議紀錄。
五、發起人無管理規則第四條第一項所列情事之書面聲明。
六、發起人依第六條第一項規定開設專戶存儲股款之證明。
七、發起人之資金來源說明。
八、預定總經理、副總經理、總稽核之資格證明。
九、公司章程，應含董事會之職責及其與經理部門職權之劃分。
十、會計師及律師之審查意見。
十一、其他經主管機關規定應提出之文件。