Regulations Governing the Investing Activities of a Financial Holding Company Article 9
If a financial holding company is permitted by the competent authorities to invest a non-public company but fails to complete the investment plan as scheduled, the company should provide the following documents within ten days after the expiration of the original permitted investment period to the competent authorities for approval:1. The reasons why the company fails to complete the scheduled plan.2. Follow-up investment plan and schedule:(1) For planning to halt the investment, the company should enlist the plans for period and method of disposal of purchased share, resigning of the positions as directors and supervisors of the investee enterprise.(2) If the company plans to continue the investment, the company should submit a second application with the related documents according to these regulations to the competent authorities; however, the application can be made only once. If the company still fails to invest the investee enterprise within the permitted investment period, the company should halt its investment and attend to following affairs according to the provisions mentioned in the preceding item.Once a financial holding company plans to halt the investment according to the above mentioned investment plan, it should complete the disposal of shareholdings before the day of book closure for shareholders’ general meeting of the investee enterprise so that the re-election of its directors and supervisors can be performed. However, if the reasons for delaying of disposal of shareholdings from a financial holding company are accepted by the competent authorities, then it is not subject to the restrictions.If a financial holding company fails to dispose the shareholdings as scheduled in the plan of disposal of shareholdings permitted by the competent authorities, the competent authorities is allowed to make disciplinary actions according to Article 54 of the Act.
中文原文 金融控股公司投資管理辦法第9條
金融控股公司經主管機關核准投資非公開發行公司，且未能依原訂投資計畫完成者，應於核准投資期限屆滿之日起十日內，檢具下列書件函報主管機關核准：
一、未能依原訂投資計畫完成之原因。
二、後續投資規劃及時程：
（一）規劃停止投資者，應檢附處分持股期限、方式、辭任被投資事業董事及監察人職務等計畫。
（二）規劃繼續進行投資者，應依本辦法規定檢附書件向主管機關再行提出申請，但以一次為限；其仍未於核准投資期限控制被投資事業，應停止投資，並依前目規定辦理。
金融控股公司依前項規劃停止投資者，至遲須於被投資事業下次改選董事及監察人之股東常會停止股票過戶日前完成處分持股。
但金融控股公司提出延緩處分持股之理由經主管機關同意者，不在此限。
金融控股公司未依經主管機關核准之處分持股計畫處分持股完畢，主管機關得依本法第五十四條規定處分。
一、未能依原訂投資計畫完成之原因。
二、後續投資規劃及時程：
（一）規劃停止投資者，應檢附處分持股期限、方式、辭任被投資事業董事及監察人職務等計畫。
（二）規劃繼續進行投資者，應依本辦法規定檢附書件向主管機關再行提出申請，但以一次為限；其仍未於核准投資期限控制被投資事業，應停止投資，並依前目規定辦理。
金融控股公司依前項規劃停止投資者，至遲須於被投資事業下次改選董事及監察人之股東常會停止股票過戶日前完成處分持股。
但金融控股公司提出延緩處分持股之理由經主管機關同意者，不在此限。
金融控股公司未依經主管機關核准之處分持股計畫處分持股完畢，主管機關得依本法第五十四條規定處分。