Regulations Governing the Investing Activities of a Financial Holding Company Article 7
A financial holding company should establish an effective investment management and risk control management mechanism; further, the company shall report to the board of directors for further judgment before actual execution.After obtaining the permission from the competent authorities, a financial holding company should ensure that the company and its affiliate companies that are directly or indirectly controlled by the company only invest within the range of the authorized investment range and should not deviate from the range.
中文原文 金融控股公司投資管理辦法第7條
金融控股公司應建立有效之投資管理及風險控管機制，並提報董事會決議後施行。
金融控股公司經主管機關核准投資後，應確保該公司及其直接或間接控制之關係企業於所核准投資之範圍內進行投資，不得偏離本業。
金融控股公司經主管機關核准投資後，應確保該公司及其直接或間接控制之關係企業於所核准投資之範圍內進行投資，不得偏離本業。