Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms Article 15
A securities firm that conducts securities business money lending may not engage in transactions with the related parties listed below:1. A director, supervisor, or representative of a juristic-person director or juristic-person supervisor, of the securities firm, or any of its employees or a shareholder holding more than 10 percent of its total shares.2. A spouse of a director, supervisor, or representative of a juristic-person director or juristic-person supervisor, of the securities firm.3. A minor child of a person of an identity specified in subparagraph 1 herein.The terms and conditions, such as financing interest rates and processing fees, that a securities firm offers to a related party or affiliated enterprise other than those specified in the preceding paragraph may not more favorable than those offered to other customers.
中文原文 證券商辦理證券業務借貸款項管理辦法第15條
證券商辦理證券業務借貸款項，不得與具有下列關係者從事交易：
一、證券商之董事、監察人及法人董事、監察人之代表人、受僱人或持有公司股份超過股份總額百分之十之股東。
二、證券商之董事、監察人及法人董事、監察人之代表人等之配偶。
三、第一款身分者之未成年子女。
證券商對前項以外之關係人及關係企業之融通利率及手續費等條件，不得優於其他客戶。
一、證券商之董事、監察人及法人董事、監察人之代表人、受僱人或持有公司股份超過股份總額百分之十之股東。
二、證券商之董事、監察人及法人董事、監察人之代表人等之配偶。
三、第一款身分者之未成年子女。
證券商對前項以外之關係人及關係企業之融通利率及手續費等條件，不得優於其他客戶。