Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers Article 20
A securities firm shall keep a record of payments and receipts of funds and relevant investments in the course of keeping custody of and investing funds on behalf of customers, and shall send a reconciliation statement to the customers on a monthly basis.A securities firm shall transmit the information regarding the monthly payments and receipts of funds and related investments to the Taiwan Stock Exchange.
中文原文 證券商辦理客戶委託保管及運用其款項管理辦法第20條
證券商辦理客戶委託保管及運用其款項業務，應就款項收付及相關運用事項等留存紀錄，並每月寄送對帳單予客戶。
證券商應每月將款項收付及相關運用事項等資料傳送證券交易所。
證券商應每月將款項收付及相關運用事項等資料傳送證券交易所。