Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms Article 26
The term "associated person(s)" referred to in these Regulations shall mean the person(s) engaging in the following businesses on behalf of the futures introducing broker:1. the businesses under paragraph 1 of Article 3 herein;2. internal auditing of a futures introducing broker;3. self auditing of a futures introducing broker.A person dealing with the businesses under subparagraph 1 of the preceding paragraph shall not concurrently handle the businesses under subparagraph 2, and vice versa.The associated person(s) referred to in paragraph 1 above shall be qualified futures associated person(s).
中文原文 證券商經營期貨交易輔助業務管理規則第26條
本規則所稱業務員，係指為期貨交易輔助人從事下列業務之人：
一、辦理第三條第一項之業務。
二、期貨交易輔助人之內部稽核。
三、期貨交易輔助人之自行查核。
前項第一款及第二款之人員，不得互相兼任。
第一項之業務員，應具備期貨商業務員資格。
一、辦理第三條第一項之業務。
二、期貨交易輔助人之內部稽核。
三、期貨交易輔助人之自行查核。
前項第一款及第二款之人員，不得互相兼任。
第一項之業務員，應具備期貨商業務員資格。