Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms Article 25

FSC, futures exchange, or FSC-designated institution may examine the business, finance, and other necessary matters of a futures introducing broker.A futures introducing broker shall provide explanations and relevant documents in connection with the examination referred to in the preceding paragraph.
中文原文 證券商經營期貨交易輔助業務管理規則第25條
本會、期貨交易所或本會指定之機構得對期貨交易輔助人之業務、財務及其他必要事項進行查核。
期貨交易輔助人對於前項之查核,應提出說明及提供相關文件。

English translation for reference only; the Chinese text prevails. Not legal advice.