Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms Article 27
The associated persons of a futures introducing broker who have the qualifications of both securities and futures associated persons may, while handling business under paragraph 1 of Article 3, internal auditing, or self auditing, concurrently handle business of the same nature in the fields of securities or futures.
中文原文 證券商經營期貨交易輔助業務管理規則第27條
期貨交易輔助人業務員如具有證券及期貨業務員資格者，於辦理第三條第一項所定之業務、內部稽核及自行查核時，得同時辦理證券及期貨之相同性質業務。