Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms Article 2
A securities firm that engages in futures introducing broker business ("futures introducing broker") is a futures service enterprise and shall obtain permission from the Financial Supervisory Commission (FSC).Applicants to become futures introducing brokers shall be limited to those engaging in securities brokerage business.A securities firm concurrently engaging in futures brokerage business shall not apply to conduct futures introducing broker business.
中文原文 證券商經營期貨交易輔助業務管理規則第2條
證券商經營期貨交易輔助業務者（以下簡稱期貨交易輔助人）為期貨服務事業，應經金融監督管理委員會（以下簡稱本會）之許可。
申請為期貨交易輔助人，以經營證券經紀業務者為限。
證券商兼營期貨經紀業務者，不得申請經營期貨交易輔助業務。
申請為期貨交易輔助人，以經營證券經紀業務者為限。
證券商兼營期貨經紀業務者，不得申請經營期貨交易輔助業務。