Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms Article 3
A futures introducing broker accepts the mandate of a futures commission merchant to:1. solicit futures traders for futures trading;2. accept account opening of futures traders on behalf of a futures commission merchant;3. accept orders for futures trading from futures traders and deliver the same to a futures commission merchant for execution;4. notify futures traders to meet margin calls and close out trades on their behalf; and5. other related business items as approved by the FSC.The businesses of the preceding paragraph that a securities firm applies to conduct shall be confined to futures business approved by the FSC.
中文原文 證券商經營期貨交易輔助業務管理規則第3條
期貨交易輔助人係接受期貨商之委任，從事下列業務：
一、招攬期貨交易人從事期貨交易。
二、代理期貨商接受期貨交易人開戶。
三、接受期貨交易人期貨交易之委託單並交付期貨商執行。
四、通知期貨交易人繳交追加保證金及代為沖銷交易。
五、其他經本會核准之有關業務。
證券商申請經營前項業務，以本會核准之期貨業務為限。
一、招攬期貨交易人從事期貨交易。
二、代理期貨商接受期貨交易人開戶。
三、接受期貨交易人期貨交易之委託單並交付期貨商執行。
四、通知期貨交易人繳交追加保證金及代為沖銷交易。
五、其他經本會核准之有關業務。
證券商申請經營前項業務，以本會核准之期貨業務為限。