Standards Governing the Establishment of Securities Firms Article 41

The provisions of Article 3, 6, 8, 11, 14 and 15 shall apply mutatis mutandis to an application for an additional type of business by a securities firm or a financial institution that concurrently operates securities business. The provisions of Article 3, 11, 14 and 15 shall apply mutatis mutandis to an application thereby that is only for addition of the business of proprietary trading in government bonds, and the securities firm or financial institution shall assign at least one full time associated person to deal with such business.