Regulations Governing Responsible Persons and Associated Persons of Securities Firms Article 7
Any person who has obtained a certificate of qualification as a securities firm associated person issued by the FSC and requires re-issuance or replacement of the certificate shall file an application with the SFI.The preceding paragraph shall come into force from January 1, 1999.
中文原文 證券商負責人與業務人員管理規則第7條
已取得本會核發之證券商業務人員測驗合格證書者，因故需換發或補發時，應向證基會申請。
前項規定自八十八年一月一日施行。
前項規定自八十八年一月一日施行。