Regulations Governing Responsible Persons and Associated Persons of Securities Firms Article 6
An agent of a securities firm shall have one of the following qualifications:1. Qualification as a securities investment analyst as prescribed in the Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises.2. Having passed the securities firm agent exam held by the SFI at the request of the Securities Association.3. Being registered as a securities firm agent in accordance with these Regulations, or having obtained a certificate of qualification as a securities firm agent issued by the FSC.
中文原文 證券商負責人與業務人員管理規則第6條
證券商業務員應具備下列資格條件之一：
一、符合證券投資顧問事業負責人與業務人員管理規則所定證券投資分析人員資格者。
二、經證券商業同業公會委託證基會舉辦之證券商業務員測驗合格者。
三、曾依本規則登記為證券商業務員，或已取得本會核發之證券商業務員測驗合格證書者。
一、符合證券投資顧問事業負責人與業務人員管理規則所定證券投資分析人員資格者。
二、經證券商業同業公會委託證基會舉辦之證券商業務員測驗合格者。
三、曾依本規則登記為證券商業務員，或已取得本會核發之證券商業務員測驗合格證書者。