Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities Article 4
To operate the business of brokering trades in foreign securities, a securities firm shall comply with the provisions of Article 41-1 of the Standards Governing the Establishment of Securities Firms, and shall forward the required documentation to the securities dealers association for review and further forwarding to the FSC for approval. It shall also require permission from the Central Bank.
中文原文 證券商受託買賣外國有價證券管理規則第4條
證券商經營受託買賣外國有價證券業務，應依證券商設置標準第四十一條之一規定辦理，並檢具書件送由證券商同業公會審查後轉送本會核准，並經中央銀行之許可。