Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises Article 11
If a manager or associated person of a SICE takes leave, is suspended from performance of business duties, or is absent due to any other cause, the SICE shall appoint a person with equivalent qualification to act as the deputy thereof; such person may not violate any provision of Article 7.With respect to deputations referred to in the preceding paragraph, the SICE shall prepare a special registry to record the reasons and periods of deputations as well as the names and duties of deputies, to be kept on file for future reference.
中文原文 證券投資顧問事業負責人與業務人員管理規則第11條
證券投資顧問事業之經理人或業務人員請假、停止執行業務或其他原因出缺者，所屬證券投資顧問事業應指派具有與被代理人相當資格條件之人員代理之，該人員並不得違反第七條規定。
前項之代理，證券投資顧問事業應設專簿載明代理之事由、期間、代理人及其職務，以供查考。
前項之代理，證券投資顧問事業應設專簿載明代理之事由、期間、代理人及其職務，以供查考。