Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises Article 12
Associated persons of a SICE shall participate in pre-job training and on-the-job training held by an institution(s) designated by the FSC or the former Securities and Futures Commission, Ministry of Finance.
中文原文 證券投資顧問事業負責人與業務人員管理規則第12條
證券投資顧問事業之業務人員，應參加本會及原財政部證券暨期貨管理委員會所指定機構辦理之職前訓練與在職訓練。