Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises Article 10
The particulars to be registered with respect to the responsible persons, department supervisors, branch unit managers, and associated persons of SICEs shall be prescribed by the SITCA and implemented after ratification by the FSC; the same shall also apply to any amendments thereto.
中文原文 證券投資顧問事業負責人與業務人員管理規則第10條
證券投資顧問事業負責人、部門主管、分支機構經理人及業務人員之登錄事項，由同業公會擬訂，申報本會核定後實施；修正時，亦同。