Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Article 41-2
An insurance enterprise that concurrently operates discretionary investment business, making decisions with discretionary authority about the utilization of subject assets under a special ledger account for investment-linked insurance business, shall do so in accordance with operating rules.Operating rules regarding contract signing, account opening, trading, settlement, clearing, investment and trading matters (e.g. analysis reports, decisions, execution records, review reports), and other matters shall be drafted by the SITCA and approved by the FSC; the same shall apply to any amendment thereto.
中文原文 證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法第41-2條
保險業兼營全權委託投資業務辦理全權決定運用標的之投資型保險業務專設帳簿資產，應依業務操作之規定為之。
前項有關簽約、開戶、買賣、交割、結算、投資或交易之分析報告、決定、執行紀錄與檢討報告及其他處理事項之業務操作規定，由同業公會擬訂，報經本會核定；修正時亦同。
前項有關簽約、開戶、買賣、交割、結算、投資或交易之分析報告、決定、執行紀錄與檢討報告及其他處理事項之業務操作規定，由同業公會擬訂，報經本會核定；修正時亦同。