Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Article 2-1
When a SITE, a SICE, or a securities broker provides trust-type discretionary investment services, it shall accept no less than NT$10 million in original trust assets from the principal, and shall apply for concurrent operation of money trusts and securities trusts in accordance with these Regulations and the Regulations Governing the Concurrent Operation of Trust Business by Securities Investment Trust Enterprises, Securities Investment Consulting Enterprises, and Securities Firms.Enterprises which provide trust-type discretionary investment services pursuant to the preceding paragraph shall do so in accordance with the SITC Act, these Regulations, and related laws and regulations, and shall additionally abide by the Trust Act, the Trust Enterprise Act, regulations governing the concurrent operation of trust business, and other related provisions.
中文原文 證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法第2-1條
證券投資信託事業、證券投資顧問事業或證券經紀商,以信託方式經營全權委託投資業務,接受委託人原始信託財產應達新臺幣一千萬元以上,並應依本辦法及證券投資信託事業證券投資顧問事業證券商兼營信託業務管理辦法(以下簡稱兼營信託業務管理辦法),申請兼營金錢之信託及有價證券之信託。
前項事業以信託方式經營全權委託投資業務,除應依本法、本辦法與相關法令辦理外,並應遵守信託法、信託業法、兼營信託業務管理辦法及其他相關規定。
前項事業以信託方式經營全權委託投資業務,除應依本法、本辦法與相關法令辦理外,並應遵守信託法、信託業法、兼營信託業務管理辦法及其他相關規定。