Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Article 3
A SITE or SICE intending to provide discretionary investment services shall apply to the FSC for approval.No person that has not received the approval referred to in the preceding paragraph may provide discretionary investment services.
中文原文 證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法第3條
證券投資信託事業或證券投資顧問事業經營全權委託投資業務應向本會申請核准。
任何人非經前項核准，不得經營有價證券全權委託投資業務。
任何人非經前項核准，不得經營有價證券全權委託投資業務。