Regulations Governing Securities Investment Trust Enterprises Article 38

Except where otherwise provided by the Trust Enterprise Act or other applicable laws and regulations, Articles 2, 4, 5, 10, 15, 19, and 21-24 herein shall also apply to a trust enterprise that concurrently operates securities investment trust business.A securities investment consulting enterprise or a managed futures enterprise that concurrently conducts securities investment trust business shall apply the provisions of Article 2, Articles 4 through 6, Article 8, Article 10, Article 11, Article 14, Article 15, Article 19, and Articles 21 through 24.Article 2, Articles 4 through 6, Article 10, Article 11, Article 14, Article 15, Article 19, and Articles 21 through 24 shall apply to a futures trust enterprise that concurrently operates securities investment trust business.