Securities Investment Trust and Consulting Act Article 57
A securities investment trust enterprise or securities investment consulting enterprise operating discretionary investment business shall do so in compliance with operating rules.Operating rules under the preceding paragraph regarding contract signing, account opening, trading, settlement, clearing, and handling of other related matters, and any amendments thereto, shall be drafted by the Securities Investment Trust and Consulting Association and ratified by the Competent Authority.
中文原文 證券投資信託及顧問法第57條
證券投資信託事業或證券投資顧問事業辦理全權委託投資業務,應依業務操作之規定為之。
前項有關簽約、開戶、買賣、交割、結算及其他處理事項之業務操作規定,由同業公會擬訂,報經主管機關核定;修正時,亦同。
前項有關簽約、開戶、買賣、交割、結算及其他處理事項之業務操作規定,由同業公會擬訂,報經主管機關核定;修正時,亦同。