Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees Article 7
Committee members are prohibited from engaging in any of the following activities during a mediation:1.Divulging a secret learned during mediation in response to any inquiry other than those duly made in accordance with acts and regulations.2.Borrowing or lending of monies or securities involving any party to a mediation matter.3.Any conduct inappropriate for a mediation committee member, or soliciting, agreeing to, or accepting an improper benefit.4.Any other activities in violation of securities or futures laws or regulations, securities investment trust and consulting laws or regulations, or of the requirements or prohibitions of FSC regulations.
中文原文 證券投資人及期貨交易人保護機構調處委員會組織及調處辦法第7條
調處委員辦理調處事項，不得有下列行為：
一、對非依法令所為之查詢，洩漏所獲悉之秘密。
二、與當事人等有關人員有款項、有價證券之借貸情事。
三、對於調處事項有違背職務之行為，要求期約或收受不正當利益。
四、其他違反證券、期貨管理法令、證券投資信託及顧問管理法令或本會規定應為或不得為之情事。
一、對非依法令所為之查詢，洩漏所獲悉之秘密。
二、與當事人等有關人員有款項、有價證券之借貸情事。
三、對於調處事項有違背職務之行為，要求期約或收受不正當利益。
四、其他違反證券、期貨管理法令、證券投資信託及顧問管理法令或本會規定應為或不得為之情事。