Securities Investor and Futures Trader Protection Act Article 18

To further its operations, the protection institution shall establish a protection fund. In addition to assets contributed in accordance with Article 7, paragraph 2, sources of fund assets shall include the following:1. Allocation by every securities firm of 0.00000285 (2.85 millionths) of the total monetary amount of the securities trades executed in its brokerage trading business during the previous month, to be made by the 10th of each month.2. Allocation by every futures commission merchant of NT$1.88 for each contract traded in its futures brokerage trading business during the previous month, to be made by the 10th of each month.3. Allocation of 5 percent of the transaction charges received during the previous month by the Taiwan Stock Exchange Corporation, the Taiwan Futures Exchange Corporation and the Taipei Exchange, to be made by the 10th of each month.4. Interest on and earnings from utilization of the protection fund.5. Assets donated by domestic or foreign companies, agencies (or institutions), groups, or individuals.The allocation ratios or amounts under subparagraphs 1 to 3 of the preceding paragraph may be adjusted by the competent authority in view of market conditions or the financial status or the effectiveness of risk management at any individual securities firm or futures commission merchant, provided that any increase shall be limited to no more than 50 percent.When the protection fund's net value exceeds NT$5 billion, the competent authority may order the temporary suspension of allocations under paragraph 1, subparagraphs 1 and 2 from securities firms and futures commission merchants that have already allocated funds for over ten years.When the protection fund is insufficient for the purposes given in Article 20, paragraph 1, the protection institution may borrow funds from financial institutions, subject to approval by the competent authority.If any entity fails to pay the amount to be allocated by it in accordance with paragraph 1, subparagraphs 1 to 3, the protection institution may report to the competent authority and request that it order payment within a specified period. If it has still failed to pay upon expiration of the specified period, the competent authority may duly seek compulsory execution under the law.
中文原文 證券投資人及期貨交易人保護法第18條
保護機構為利業務之推動,應設置保護基金;保護基金除第七條第二項之捐助財產外,其來源如下:
一、各證券商應於每月十日前按其前月份受託買賣有價證券成交金額之萬分之零點零二八五提撥之款項。
二、各期貨商應於每月十日前按其前月份受託買賣成交契約數各提撥新臺幣一點八八元之款項。
三、證券交易所、期貨交易所及櫃檯買賣中心應於每月十日前按其前月份經手費收入之百分之五提撥之款項。
四、保護基金之孳息及運用收益。
五、國內外公司機關(構)、團體或個人捐贈之財產。
前項第一款至第三款之提撥比率或金額,主管機關得視市場狀況或個別證券商或期貨商之財務業務狀況及風險控管績效調整之。
但增加之比率或金額以百分之五十為上限。
保護基金淨額超過新臺幣五十億元時,主管機關得命令暫時停止提撥已提撥超過十年之證券商、期貨商第一項第一款及第二款之款項。
保護基金不足以支應第二十條第一項規定之用途時,保護機構得經主管機關核准後,向金融機構借款。
未依第一項前三款規定繳納提撥款者,保護機構得報請主管機關命其限期繳納;屆期仍未繳納者,主管機關並得依法移送強制執行。

English translation for reference only; the Chinese text prevails. Not legal advice.