Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area Article 25
A Mainland-area securities or futures institution or a Mainland-invested securities or futures institution that possess the qualifications of each of the following subparagraphs may apply to the competent authority for permission to establish a representative office in the Taiwan Area:1. Experience in international securities and futures business.2. Having received no disposition during the preceding 3 years from the competent securities and futures authority of the place of its registration requiring a suspension of business.3. A financial report for the most recent period, audited or reviewed by a CPA of the place of registration, showing net worth per share not lower that par value, along with sustained profitability over the preceding 3-year period.4. Consent to establish a representative office in Taiwan from the competent securities and futures authority of the place of registration.The "experience in international securities and futures business" of subparagraph 1 of the preceding paragraph means having operated securities or futures business for 5 years or more, while possessing one of the following qualifications:1. Having obtained status as a member of or qualification for trading on an exchange of a country other than the country of registration.2. Having established a place of business in a country other than the country of registration.A representatives under the paragraph 1 shall possess good moral character and integrity along with professional and leadership ability, and shall be free of any circumstance set out in Article 53 of the Securities and Exchange Act, Article 68 of the Securities Investment Trust and Consulting Act, and Article 28 of the Futures Trading Act.Any single Mainland-area securities or futures institution or Mainland-invested securities or futures institution shall be limited to the establishment of only one representative office in the Taiwan Area.
中文原文 臺灣地區與大陸地區證券期貨業務往來及投資許可管理辦法第25條
大陸地區證券、期貨機構或陸資證券、期貨機構具備下列各款條件者，得向主管機關申請許可在臺灣地區設立代表人辦事處：
一、具有國際證券、期貨業務經驗。
二、最近三年內未曾受登記地證券、期貨主管機關為停業之處罰。
三、最近期經登記地會計師查核或核閱之財務報告每股淨值不低於面額，且最近三年度連續獲利。
四、經登記地證券、期貨主管機關同意前來臺灣地區設立代表人辦事處。
前項第一款所稱具有國際證券、期貨業務經驗，指從事證券、期貨業務五年以上，且具有下列條件之一者：
一、取得除登記地以外之其他國家交易所之會員或交易資格。
二、於登記地以外之國家設有營業據點。
第一項代表人應具備良好之品德操守及專業領導能力，且無證券交易法第五十三條、證券投資信託及顧問法第六十八條或期貨交易法第二十八條規定情事。
單一大陸地區證券、期貨機構或陸資證券、期貨機構在臺灣地區設立代表人辦事處，以一處為限。
一、具有國際證券、期貨業務經驗。
二、最近三年內未曾受登記地證券、期貨主管機關為停業之處罰。
三、最近期經登記地會計師查核或核閱之財務報告每股淨值不低於面額，且最近三年度連續獲利。
四、經登記地證券、期貨主管機關同意前來臺灣地區設立代表人辦事處。
前項第一款所稱具有國際證券、期貨業務經驗，指從事證券、期貨業務五年以上，且具有下列條件之一者：
一、取得除登記地以外之其他國家交易所之會員或交易資格。
二、於登記地以外之國家設有營業據點。
第一項代表人應具備良好之品德操守及專業領導能力，且無證券交易法第五十三條、證券投資信託及顧問法第六十八條或期貨交易法第二十八條規定情事。
單一大陸地區證券、期貨機構或陸資證券、期貨機構在臺灣地區設立代表人辦事處，以一處為限。