Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area Article 24-12

The provisions of Article 24-1, paragraph 2 and of Article 24-4 to the preceding article apply mutatis mutandis to SITEs and FCMs.The phrase "has not received any material disposition or sanction" in this Section, with respect to a securities firm, means that it complies with Article 16, paragraph 1, subparagraphs 2 to 6; with respect to a SITE, means that it complies with Article 17, paragraph 1, subparagraphs 2 to 5; with respect to an FCM, means that it complies with Article 18, paragraph 1, subparagraphs 2 to 6.