Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area Article 26
A Mainland-area securities or futures institution or a Mainland-invested securities or futures institution that applies to establish a representative office in the Taiwan Area shall apply to the competent authority for permission with the following documents:1. An application.2. A permission license approved and issued by the competent securities and futures authority or related agency at the place of registration, and documentation showing compliance with paragraph 1 of the preceding article.3. A self-assessment analysis of the soundness and legal compliance status of its business operations.4. Its articles of incorporation.5. A record of the board of directors' resolution regarding application to establish a representative office in the Taiwan Area.6. The document showing the consent of the competent securities and futures authority of the place of registration for establishment of a representative office in the Taiwan Area.7. Financial reports for the most recent 3 years, audited and attested by a CPA of the place of registration.8. The power of attorney for any representative assigned to the representative office.9. The representative's curriculum vitae and documentation that their qualifications comply with paragraph 3 of the preceding article.10. The power of attorney for the institution's agent applying to establish a representative office.11. A register of the members of the board of directors.12. Other documents required for submission by the competent authority.If the documents under subparagraph 2 and subparagraphs 4 through 10 of the preceding paragraph were produced in a third region, then in addition to being legalized by a notary public or a notary organization of the place of registration, they must also be authenticated by a Taiwan embassy or consulate, representative office, office, or other agency authorized by the Ministry of Foreign Affairs ("foreign representative office"); if they were produced in the Mainland Area, they must be authenticated or verified by an agency established or designated by the Executive Yuan or a delegated private-sector entity.A traditional Chinese version must be submitted for the documents prescribed under each subparagraph of paragraph 1.
中文原文 臺灣地區與大陸地區證券期貨業務往來及投資許可管理辦法第26條
大陸地區證券、期貨機構或陸資證券、期貨機構申請在臺灣地區設立代表人辦事處者，應檢附下列書件，向主管機關申請許可：
一、申請書。
二、其登記地證券、期貨主管機關或相關機構所核發營業許可證照及符合前條第一項規定之證明文件。
三、業務經營守法性及健全性自我評估分析。
四、公司章程。
五、董事會對於申請在臺灣地區設立代表人辦事處之決議錄。
六、登記地證券、期貨主管機關同意其在臺灣地區設立代表人辦事處之文件。
七、最近三年度經登記地會計師查核簽證之財務報告。
八、指派代表人之授權書。
九、代表人履歷及其資格條件符合前條第三項規定之相關證明文件。
十、該機構申請設立代表人辦事處之代理人授權書。
十一、董事會成員名單。
十二、其他主管機關規定應提出之文件。
前項第二款及第四款至第十款規定之書件，除須經登記地公證人或公證機構認證外，其屬第三地區製作之書件者，並須經我國駐外使領館、代表處、辦事處、其他外交部授權機構（以下簡稱駐外館處）予以驗證；其屬大陸地區製作之書件者，須經行政院設立或指定之機構或委託之民間團體予以驗證或查證。
第一項各款所定書件，均須附具正體中文本。
一、申請書。
二、其登記地證券、期貨主管機關或相關機構所核發營業許可證照及符合前條第一項規定之證明文件。
三、業務經營守法性及健全性自我評估分析。
四、公司章程。
五、董事會對於申請在臺灣地區設立代表人辦事處之決議錄。
六、登記地證券、期貨主管機關同意其在臺灣地區設立代表人辦事處之文件。
七、最近三年度經登記地會計師查核簽證之財務報告。
八、指派代表人之授權書。
九、代表人履歷及其資格條件符合前條第三項規定之相關證明文件。
十、該機構申請設立代表人辦事處之代理人授權書。
十一、董事會成員名單。
十二、其他主管機關規定應提出之文件。
前項第二款及第四款至第十款規定之書件，除須經登記地公證人或公證機構認證外，其屬第三地區製作之書件者，並須經我國駐外使領館、代表處、辦事處、其他外交部授權機構（以下簡稱駐外館處）予以驗證；其屬大陸地區製作之書件者，須經行政院設立或指定之機構或委託之民間團體予以驗證或查證。
第一項各款所定書件，均須附具正體中文本。