Regulations Governing Offshore Funds Article 9
A master agent shall meet the following qualifications:1. Have paid-in capital, appropriated operating capital, or exclusively allocated operating capital of not less than NT$70,000,000;2. Have net worth per share of not less than par value according to the most recent CPA audited and certified financial report, provided that this requirement shall not apply if it has obtained its business license for less than 1 full fiscal year;3. Have the necessary information transmission facilities for real-time access to investment and relevant transaction information of the offshore fund institution;4. Have not been subject three times or more within the past half year to any disposition imposing a reprimand or requirement of improvements within a specified time limit under Article 103, subparagraph 1, of the Securities Investment Trust and Consulting Act, Article 66, subparagraph 1, of the Securities and Exchange Act, Article 100, subparagraph 1, of the Futures Trading Act, Article 44 of the Trust Enterprise Act, or Article 61-1, paragraph 1, of the Banking Act.5. Have not within the past 2 years been subject to a disposition as set out in Article 103, subparagraphs 2 to 5, of the Securities Investment Trust and Consulting Act, Article 66, subparagraphs 2 to 4, of the Securities and Exchange Act, Article 100, subparagraphs 2 to 4, of the Futures Trading Act, Article 44, subparagraphs 1 to 3, of the Trust Enterprise Act, Article 61-1, paragraph 1, subparagraphs 1 to 8 of the Banking Act, or Article 12-1, paragraph 1, subparagraphs 2 to 5 of the Financial Consumer Protection Act. However, this restriction does not extend to a disposition by the FSC ordering dismissal of personnel;6. Have business personnel and internal auditors meeting the qualification and staffing requirements as set out in Article 16 hereof;7. Have such other qualifications as may be prescribed by the FSC.
中文原文 境外基金管理辦法第9條
總代理人應符合下列資格條件：
一、實收資本額、指撥營運資金或專撥營業所用資金達新臺幣七千萬元以上。
二、最近期經會計師查核簽證之財務報告每股淨值不低於面額。
但取得營業執照未滿一個完整會計年度者，不在此限。
三、具有即時取得境外基金機構投資及相關交易資訊之必要資訊傳輸設備。
四、最近半年未曾受本法第一百零三條第一款、證券交易法第六十六條第一款、期貨交易法第一百條第一款、信託業法第四十四條或銀行法第六十一條之一第一項所定糾正、限期改善三次以上之處分。
五、最近二年未曾受本法第一百零三條第二款至第五款、證券交易法第六十六條第二款至第四款、期貨交易法第一百條第二款至第四款、信託業法第四十四條第一款至第三款、銀行法第六十一條之一第一項第一款至第八款或金融消費者保護法第十二條之一第一項第二款至第五款規定之處分。
但本會命令解除職員職務之處分，不在此限。
六、業務人員及內部稽核人員之資格條件及人數，應符合第十六條之規定。
七、其他經本會規定應具備之資格條件。
一、實收資本額、指撥營運資金或專撥營業所用資金達新臺幣七千萬元以上。
二、最近期經會計師查核簽證之財務報告每股淨值不低於面額。
但取得營業執照未滿一個完整會計年度者，不在此限。
三、具有即時取得境外基金機構投資及相關交易資訊之必要資訊傳輸設備。
四、最近半年未曾受本法第一百零三條第一款、證券交易法第六十六條第一款、期貨交易法第一百條第一款、信託業法第四十四條或銀行法第六十一條之一第一項所定糾正、限期改善三次以上之處分。
五、最近二年未曾受本法第一百零三條第二款至第五款、證券交易法第六十六條第二款至第四款、期貨交易法第一百條第二款至第四款、信託業法第四十四條第一款至第三款、銀行法第六十一條之一第一項第一款至第八款或金融消費者保護法第十二條之一第一項第二款至第五款規定之處分。
但本會命令解除職員職務之處分，不在此限。
六、業務人員及內部稽核人員之資格條件及人數，應符合第十六條之規定。
七、其他經本會規定應具備之資格條件。