Regulations Governing Offshore Funds Article 31
After a master agent has filed and obtained approval or effective registration from the FSC for the offering and sale of offshore funds, the FSC may suspend the offering and sale of such funds, or void or revoke its approval or effective registration in any of the following circumstances:1. A falsehood or misrepresentation in any document under Article 27, paragraph 1, Article 27-1, or Article 28, paragraph 1.2. A violation of the statement set out in Article 27, paragraph 1, subparagraph 9, , where serious in nature.3. A serious violation of the Article 12, paragraph 6 provision requiring prior FSC approval of changes, in which a change was made even though the FSC had rejected or disapproved the change.4. A serious violation of the total amount that may be offered and sold in Taiwan under Article 26-1.5. A violation of any subparagraph of Article 40, where serious in nature.6. Any other violation of these Regulations, or of any restriction or prohibition imposed by the FSC at the time of approval of the application or effective registration, where serious in nature.7. A violation of any other mandatory or prohibitive provision, where it would affect the rights and interests of investors, and is serious in nature.
中文原文 境外基金管理辦法第31條
總代理人申請(報)境外基金之募集及銷售,經本會核准或申報生效後,有下列情事之一者,本會得暫停該基金募集及銷售、撤銷或廢止其核准或申報生效:
一、依第二十七條第一項、第二十七條之一或第二十八條第一項規定所定之書件有虛偽不實。
二、違反第二十七條第一項第九款規定之聲明,其情節重大。
三、有第十二條第六項規定應經金管會核准情事,經金管會退回或不予核准,仍予以變更,其情節重大。
四、違反第二十六條之一所定於國內募集及銷售總額,其情節重大。
五、有第四十條各款情事之一,其情節重大。
六、其他違反本辦法規定或本會於核准申請或申報生效時之限制或禁止事項,其情節重大。
七、違反其他法令之強制或禁止規定,致影響投資人權益,且情節重大。
一、依第二十七條第一項、第二十七條之一或第二十八條第一項規定所定之書件有虛偽不實。
二、違反第二十七條第一項第九款規定之聲明,其情節重大。
三、有第十二條第六項規定應經金管會核准情事,經金管會退回或不予核准,仍予以變更,其情節重大。
四、違反第二十六條之一所定於國內募集及銷售總額,其情節重大。
五、有第四十條各款情事之一,其情節重大。
六、其他違反本辦法規定或本會於核准申請或申報生效時之限制或禁止事項,其情節重大。
七、違反其他法令之強制或禁止規定,致影響投資人權益,且情節重大。