Regulations Governing Offshore Funds Article 15
Upon discovery that a sub-distributor, in handling the offering and sale of an offshore fund, or a participating dealer, in handling the purchase or redemption of an offshore ETF, is in violation of any law or regulation or contract, or is exceeding its authority, or is damaging the rights or interests of investors, the master agent shall immediately see that improvements are made by the sub-distributor, and immediately notify the FSC.Where rights or interests of investors are harmed due to any intentional [act or omission], negligence, or violation of a contract or law or regulation by the master agent, a sub-distributor, a participating dealer, or any director, supervisor, manager, or employee thereof, such persons shall be liable for damages.
中文原文 境外基金管理辦法第15條
總代理人如發現銷售機構代理境外基金之募集及銷售，或參與證券商辦理境外指數股票型基金之申購與買回，違反法令、契約、逾越授權範圍或損害投資人權益之情事，應立即督促其改善，並立即通知本會。
總代理人、銷售機構、參與證券商及其董事、監察人、經理人或受僱人因故意、過失或違反契約或法令規定，致損害投資人之權益者，應負損害賠償責任。
總代理人、銷售機構、參與證券商及其董事、監察人、經理人或受僱人因故意、過失或違反契約或法令規定，致損害投資人之權益者，應負損害賠償責任。