Regulations Governing Offshore Funds Article 16
To handle the offering and sale of offshore funds, the master agent shall have sufficient and qualified associated persons and internal auditors.Associated persons handling the offering and sale of offshore funds and internal auditors shall meet the qualifications set out in the Rules Governing Responsible Persons and Associated Persons of Securities Investment Trust and Consulting Enterprises.The registered internal auditor of the master agent may concurrently serve as an internal auditor referred to in the preceding paragraph.The number of personnel engaging in the business referred to in paragraph 1 may not be less than three.
中文原文 境外基金管理辦法第16條
總代理人代理境外基金募集及銷售,應配置適足及適任之業務人員及內部稽核人員辦理之。
辦理募集及銷售之業務人員及內部稽核人員,應符合證券投資顧問事業負責人與業務人員管理規則所定業務人員之資格條件。
前項內部稽核人員,得由總代理人登記之內部稽核人員兼任之。
從事第一項業務之業務人員不得少於三人。
辦理募集及銷售之業務人員及內部稽核人員,應符合證券投資顧問事業負責人與業務人員管理規則所定業務人員之資格條件。
前項內部稽核人員,得由總代理人登記之內部稽核人員兼任之。
從事第一項業務之業務人員不得少於三人。