Standards Governing the Establishment of Managed Futures Enterprises Article 25
A managed futures enterprise that establishes a branch unit to carry out promotions and solicitations for the business it is allowed to operate shall apply to the competent authority for approval by filling out an application form with the following documents attached:1.A copy of its articles of incorporation.2.An operations plan, setting out the operating principles by which the branch unit shall carry out promotions and solicitations in relation to the business activities allowed for the concurrent operation of a managed futures enterprise, its internal organization and divisions, a personnel recruiting and training plan, a general description of the site and facilities, and a financial status forecast for the first year of operations.3.The minutes of the board of directors meeting at which it resolved that the branch unit could carry out promotions and solicitations in relation to the business activities allowed for the concurrent operation of a managed futures enterprise.4.A system of internal control for the branch unit. The internal control system need not be submitted, however, when it is the same as the one submitted for the enterprise's previous application for permission to establish a branch unit.5.A CPA audited and attested financial report for the most recent period. When the application is submitted more than six months after the beginning of the fiscal year, a CPA audited and attested financial report for the first six months of the year shall also be submitted.6.A case review checklist.7.A declaration stating that the application form and attached documents contain no concealment or misrepresentation.
中文原文 期貨經理事業設置標準第25條
期貨經理事業設置分支機構辦理該事業所得經營業務之推廣及招攬，應填具申請書，並檢具下列書件，向主管機關申請許可：
一、公司章程。
二、營業計畫書：應載明分支機構辦理期貨經理事業所得經營業務之推廣及招攬之經營原則、內部組織分工、人員招募與訓練計畫、場地設備概況及未來一年財務狀況之預估。
三、載明設置分支機構辦理期貨經理事業所得經營業務之推廣及招攬決議之董事會議事錄。
四、分支機構內部控制制度。
但與前次申請許可設置分支機構時檢具之內部控制制度相同者免附。
五、最近期經會計師查核簽證之財務報告。
申請時已逾年度開始六個月者，應加送上半年度經會計師查核簽證之財務報告。
六、案件審查表。
七、申請書及附件所載事項無虛偽或隱匿之聲明書。
一、公司章程。
二、營業計畫書：應載明分支機構辦理期貨經理事業所得經營業務之推廣及招攬之經營原則、內部組織分工、人員招募與訓練計畫、場地設備概況及未來一年財務狀況之預估。
三、載明設置分支機構辦理期貨經理事業所得經營業務之推廣及招攬決議之董事會議事錄。
四、分支機構內部控制制度。
但與前次申請許可設置分支機構時檢具之內部控制制度相同者免附。
五、最近期經會計師查核簽證之財務報告。
申請時已逾年度開始六個月者，應加送上半年度經會計師查核簽證之財務報告。
六、案件審查表。
七、申請書及附件所載事項無虛偽或隱匿之聲明書。