Standards Governing the Establishment of Managed Futures Enterprises Article 24
A managed futures enterprise that possess the following qualifications may apply to establish a branch unit to carry out promotions and solicitations in connection with the business that may be operated by a managed futures enterprise:1.It must have been in operation one full year, provided that the establishment of a branch unit through merger or acquisition shall not be subject to this requirement.2.It must have a net value per share not lower than par value as stated in the CPA audited and attested financial report for the most recent period.3.It must not have received any disposition issued pursuant to Article 100, paragraph 1, subparagraph 1 of the Futures Trading Act, Article 103, subparagraph 1 of the Securities Investment Trust and Consulting Act, or Article 66, subparagraph 1 of the Securities and Exchange Act within the past three months.4.It must not have received any disposition issued pursuant to Article 100, paragraph 1, subparagraph 2 of the Futures Trading Act, Article 103, subparagraphs 2 or 3 of the Securities Investment Trust and Consulting Act, or Article 66, subparagraph 2 of the Securities and Exchange Act within the past half year.5.It must not have received any disposition issued pursuant to Article 100, paragraph 1, subparagraph 3 of the Futures Trading Act, Article 103, subparagraph 4 of the Securities Investment Trust and Consulting Act, or Article 66, subparagraph 3 of the Securities and Exchange Act within the past six months.6.It must not have received any disposition issued pursuant to Article 100, paragraph 1, subparagraph 4 of the Futures Trading Act, Article 103, subparagraph 5 of the Securities Investment Trust and Consulting Act, or Article 66, subparagraph 4 of the Securities and Exchange Act within the past two years.A managed futures enterprise that does not meet the conditions of subparagraphs 3 through 6 of the preceding paragraph but has made substantive improvement and received approval from the competent authority is not subject to the restrictions of subparagraph 4.
中文原文 期貨經理事業設置標準第24條
期貨經理事業具備下列條件者，得申請設置分支機構辦理期貨經理事業所得經營業務之推廣及招攬：
一、營業滿一年。
但因合併或受讓而設置分支機構，不在此限。
二、最近期經會計師查核簽證之財務報告，每股淨值不低於面額。
三、最近三個月未曾受本法第一百條第一項第一款、證券投資信託及顧問法第一百零三條第一款、或證券交易法第六十六條第一款之處分。
四、最近半年未曾受本法第一百條第ㄧ項第二款、證券投資信託及顧問法第一百零三條第二款及第三款、或證券交易法第六十六條第二款之處分。
五、最近一年未曾受本法第一百條第ㄧ項第三款、證券投資信託及顧問法第一百零三條第四款、或證券交易法第六十六條第三款之處分。
六、最近二年未曾受本法第一百條第ㄧ項第四款、證券投資信託及顧問法第一百零三條第五款、或證券交易法第六十六條第四款之處分。
期貨經理事業不符前項第三款至第六款規定之條件，但其情事已具體改善，並經主管機關認可者，得不受該四款之限制。
一、營業滿一年。
但因合併或受讓而設置分支機構，不在此限。
二、最近期經會計師查核簽證之財務報告，每股淨值不低於面額。
三、最近三個月未曾受本法第一百條第一項第一款、證券投資信託及顧問法第一百零三條第一款、或證券交易法第六十六條第一款之處分。
四、最近半年未曾受本法第一百條第ㄧ項第二款、證券投資信託及顧問法第一百零三條第二款及第三款、或證券交易法第六十六條第二款之處分。
五、最近一年未曾受本法第一百條第ㄧ項第三款、證券投資信託及顧問法第一百零三條第四款、或證券交易法第六十六條第三款之處分。
六、最近二年未曾受本法第一百條第ㄧ項第四款、證券投資信託及顧問法第一百零三條第五款、或證券交易法第六十六條第四款之處分。
期貨經理事業不符前項第三款至第六款規定之條件，但其情事已具體改善，並經主管機關認可者，得不受該四款之限制。