Standards Governing the Establishment of Managed Futures Enterprises Article 26
A managed futures enterprise that applies to establish a branch unit to carry out promotions and solicitations for the business it is allowed to operate shall carry out registration of the branch unit's incorporation within six months from the date of approval by the competent authority, and shall apply to the competent authority for issuance of a certificate of license by filling out an application form and attaching the following documents:1.Documentary proof of incorporation registration.2.A CPA audited and attested financial report for the most recent period. The report need not be attached if it is for the same period as the report attached with the application to establish a branch unit.3.A register, issued by the Futures Association, of the managerial officers and associated persons for the branch unit who have passed the review of their qualifications, with documentation showing their qualifications.4.A declaration stating that none of the circumstances of Article 5 apply to the managerial officers and associated persons of the branch unit.5.A declaration stating that none of the managerial officers of the branch unit have violated Article 55 of the Regulations Governing Managed Futures Enterprises.6.A case review checklist.7.Documentation showing compliance with the provisions of Article 7.8.A declaration stating that the application and attachments contain no misrepresentation or concealment.The approval granted to a managed futures enterprise for the establishment of a branch unit will be revoked if the managed futures enterprise does not apply for the issuance of a certificate of license within the time period set by the preceding paragraph. With legitimate reason, such an enterprise may apply to competent authority for an extension prior to the deadline; such an extension may not exceed six months and shall be granted one time only.
中文原文 期貨經理事業設置標準第26條
期貨經理事業申請設置分支機構辦理該事業所得經營業務之推廣及招攬，應自主管機關許可之日起六個月內依法辦妥分支機構設立登記，並填具申請書及檢具下列書件，向主管機關申請核發分支機構許可證照：
一、分支機構設立登記證明文件。
二、最近期經會計師查核簽證之財務報告。
但與申請許可設置分支機構時檢具之財務報告為同期者免附。
三、同業公會出具之分支機構經理人與業務員資格審查合格之名冊及資格證明文件。
四、分支機構經理人及業務員無第五條規定情事之聲明書。
五、分支機構經理人無違反期貨經理事業管理規則第五十五條規定情事之聲明書。
六、符合第七條規定之證明文件。
七、案件審查表。
八、申請書及附件所載事項無虛偽或隱匿之聲明書。
期貨經理事業未於前項所定期間內申請核發分支機構許可證照者，廢止其分支機構之設置許可。
但有正當理由，於期限屆滿前，得向主管機關申請展延，展延期限不得超過六個月，並以一次為限。
一、分支機構設立登記證明文件。
二、最近期經會計師查核簽證之財務報告。
但與申請許可設置分支機構時檢具之財務報告為同期者免附。
三、同業公會出具之分支機構經理人與業務員資格審查合格之名冊及資格證明文件。
四、分支機構經理人及業務員無第五條規定情事之聲明書。
五、分支機構經理人無違反期貨經理事業管理規則第五十五條規定情事之聲明書。
六、符合第七條規定之證明文件。
七、案件審查表。
八、申請書及附件所載事項無虛偽或隱匿之聲明書。
期貨經理事業未於前項所定期間內申請核發分支機構許可證照者，廢止其分支機構之設置許可。
但有正當理由，於期限屆滿前，得向主管機關申請展延，展延期限不得超過六個月，並以一次為限。